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Ownership and Control Reports - Enhanced Identification of Futures and Swap Market Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library

Ownership and Control Reports - Enhanced Identification of Futures and Swap Market Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Ownership and Control Reports - Enhanced Identification of Futures and Swap Market Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting new rules and related forms to enhance its identification of futures and swap market participants. These final rules will leverage the Commission's current position and transaction reporting programs by requiring the electronic submission of trader identification and market participant data on amended Forms 102 and 40, and on new Form 71. The new and amended forms require the reporting of certain trading accounts active on reporting markets that are designated contract markets or swap execution facilities. Among other information, the forms collect ownership and control information with respect to both position-based special accounts and trading accounts that meet specified volume-based reporting levels. This book contains: - The complete text of the Ownership and Control Reports - Enhanced Identification of Futures and Swap Market Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section